RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••••••• S• O•••••
- M••••••••• R•• L•• other currentsince Mar 3, 2021 · O'Fallon, Mo
- N••••••••• M••••• I••••••••• S••••••••• no RAUMFeb 9, 2018 to Feb 26, 2021 · Chesterfield, Mo
- V•••• F•••••••• A•••••••• I••• BD affiliatedApr 13, 2012 to Jan 19, 2017 · St. Louis, Mo
- L•• F•••••••• L•• BD affiliatedJul 1, 2008 to Jan 28, 2012 · Chesterfield, Mo
- V•••• F•••••••• A•••••••• I••• BD affiliatedJan 29, 2008 to Jun 9, 2008 · St. Louis, Mo
- L•• F•••••••• L•• BD affiliatedJan 22, 2008 to Jan 31, 2008 · Chesterfield, Mo
- N••••••••• M••••• I••••••••• S••••••••• to M••••••••• R•• L••left Feb 26, 2021, registered Mar 3, 2021 (5 days) · Other
- V•••• F•••••••• A•••••••• I••• to N••••••••• M••••• I••••••••• S•••••••••left Jan 19, 2017, registered Feb 9, 2018 (386 days) · Other
- L•• F•••••••• L•• to V•••• F•••••••• A•••••••• I•••left Jan 28, 2012, registered Apr 13, 2012 (76 days) · Other
- V•••• F•••••••• A•••••••• I••• to L•• F•••••••• L••left Jun 9, 2008, registered Jul 1, 2008 (22 days) · Other
- L•• F•••••••• L•• to V•••• F•••••••• A•••••••• I•••left Jan 31, 2008, registered Jan 29, 2008 (-2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address