DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Oliver Paul Gooden
Chartered Financial Analyst
Feed of 09/15/2026
Also filed as Oliver Gooden
At current firm
7 y
since Apr 22, 2019
In the industry
16 y
since Aug 3, 2010 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cg Advisory Services independent RIA currentsince Apr 22, 2019 · Charlotte, Nc
- Ameriprise Financial Services, LLC national BDSep 20, 2010 to Dec 5, 2014 · Sterling Hts, Mi
Moves
a registration end followed by a registration begin elsewhere
- Ameriprise Financial Services, LLC to Cg Advisory Servicesleft Dec 5, 2014, registered Apr 22, 2019 (1599 days) · Affiliated broker-dealer or bank to independent RIA
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address