DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/15/2026
Also filed as David Morehead
At current firm
7 y
since Dec 3, 2018
In the industry
19 y
since Aug 25, 2007 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Onedigital institutional currentsince Dec 3, 2018 · Overland Park, Ks
- LPL Financial LLC BD affiliatedApr 21, 2014 to Dec 31, 2018 · San Diego, Ca
- Independent Financial Partners BD affiliatedNov 24, 2010 to Dec 31, 2018 · San Diego, Ca
- Nrp Advisors, Inc. unclassifiedSep 4, 2008 to Dec 1, 2010 · San Diego, Ca
- Nrp Financial, Inc. unclassifiedJan 25, 2008 to Oct 22, 2008 · San Diego, Ca
- MML Investors Services, LLC BD affiliatedNov 1, 2007 to Jan 9, 2008 · La Jolla, Ca
Moves
a registration end followed by a registration begin elsewhere
- Independent Financial Partners to LPL Financial LLCleft Dec 31, 2018, registered Apr 21, 2014 (-1715 days) · Other · moved with a team
- LPL Financial LLC to Onedigitalleft Dec 31, 2018, registered Dec 3, 2018 (-28 days) · Other · moved with a team
- Nrp Advisors, Inc. to Independent Financial Partnersleft Dec 1, 2010, registered Nov 24, 2010 (-7 days) · corporate re-registration, not a move
- Nrp Financial, Inc. to Nrp Advisors, Inc.left Oct 22, 2008, registered Sep 4, 2008 (-48 days) · corporate re-registration, not a move
- MML Investors Services, LLC to Nrp Financial, Inc.left Jan 9, 2008, registered Jan 25, 2008 (16 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address