RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- F••••• I••••••••• independent RIA currentsince Mar 2, 2022 · Plano, Tx
- W•• B•••••••• S•••••••• I••• BD affiliatedJun 25, 2021 to Feb 28, 2022 · Tampa, Fl
- R•••••• J•••• • A••••••••• I••• national BDJan 30, 2008 to Sep 15, 2008 · Largo, Fl
- W•• B•••••••• S•••••••• I••• to F••••• I•••••••••left Feb 28, 2022, registered Mar 2, 2022 (2 days) · Affiliated broker-dealer or bank to independent RIA
- R•••••• J•••• • A••••••••• I••• to W•• B•••••••• S•••••••• I•••left Sep 15, 2008, registered Jun 25, 2021 (4666 days) · Affiliated broker-dealer or bank to another
- R•••••• L•• H••• left W•• B•••••••• S•••••••• I••• for F••••• I••••••••• (registered 2022-03-02)Feb 28, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address