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Registered advisor
J••• M••••• M••••••••
Feed of 09/14/2026
Also filed as J••• M••••••••
At current firm
7 y
since Aug 2, 2019
In the industry
18 y
since Apr 17, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- H•••• C••••••• L•• state registered currentsince Aug 2, 2019 · Spring, Tx
- M••••• S•••••• wirehouseMar 28, 2013 to Feb 12, 2019 · Houston, Tx
- U•• F•••••••• S••••••• I••• wirehouseJan 1, 2010 to Apr 5, 2013 · Houston, Tx
- U•• I••••••••• I••• unclassifiedDec 14, 2009 to Jan 1, 2010 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to H•••• C••••••• L••left Feb 12, 2019, registered Aug 2, 2019 (171 days) · Wirehouse to a state-registered adviser
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Apr 5, 2013, registered Mar 28, 2013 (-8 days) · Wirehouse to wirehouse
- U•• I••••••••• I••• to U•• F•••••••• S••••••• I•••left Jan 1, 2010, registered Jan 1, 2010 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address