DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Rick C. Jaster
Chartered Financial Analyst
Feed of 09/14/2026
Also filed as Rick C. Jaster
At current firm
5 y
since Jul 27, 2021
In the industry
13 y
since Jul 1, 2013 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
n/a
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Evestia Financial mixed wealth currentsince Jul 27, 2021 · Saint George, Ut
- Carson Group Investing asset managerJul 18, 2018 to Feb 8, 2021 · Charlotte, Nc
- Qbi Financial, LLC formerFeb 17, 2017 to Jun 14, 2018 · Charlotte, Nc
- Summit Global Investments, LLC mixed wealthAug 19, 2013 to Jan 19, 2017 · Bountiful, Ut
Moves
a registration end followed by a registration begin elsewhere
- Carson Group Investing to Evestia Financialleft Feb 8, 2021, registered Jul 27, 2021 (169 days) · Other
- Qbi Financial, LLC to Carson Group Investingleft Jun 14, 2018, registered Jul 18, 2018 (34 days) · RIA to a newly registered adviser
- Summit Global Investments, LLC to Qbi Financial, LLCleft Jan 19, 2017, registered Feb 17, 2017 (29 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address