DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joanna Nineen Amberger
Certified Financial Planner
Feed of 09/14/2026
At current firm
0 y
since Apr 22, 2026
In the industry
18 y
since Oct 1, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Continuum Advisory, LLC independent RIA currentsince Apr 22, 2026 · Honolulu, Hi
- Advocacy Wealth Management, LLC independent RIAMay 11, 2022 to Jul 18, 2023 · Honolulu, Hi
- Signator Investors, Inc. formerMay 13, 2016 to Dec 31, 2017 · Honolulu, Hi
- Transamerica Financial Advisors, LLC BD affiliatedSep 4, 2009 to May 13, 2016 · Honolulu, Hi
- Transamerica Financial Advisors, Inc. unclassifiedNov 26, 2007 to Sep 4, 2009 · Kahului, Hi
Moves
a registration end followed by a registration begin elsewhere
- Advocacy Wealth Management, LLC to Continuum Advisory, LLCleft Jul 18, 2023, registered Apr 22, 2026 (1009 days) · RIA to RIA
- Signator Investors, Inc. to Advocacy Wealth Management, LLCleft Dec 31, 2017, registered May 11, 2022 (1592 days) · Other
- Transamerica Financial Advisors, LLC to Signator Investors, Inc.left May 13, 2016, registered May 13, 2016 (0 days) · corporate re-registration, not a move
- Transamerica Financial Advisors, Inc. to Transamerica Financial Advisors, LLCleft Sep 4, 2009, registered Sep 4, 2009 (0 days) · corporate re-registration, not a move
Signals
- Joanna Nineen Amberger left Advocacy Wealth Management, Llc for Continuum Advisory, Llc (registered 2026-04-22)Jul 18, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address