DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Daylen Robert Dye
Feed of 09/14/2026
At current firm
3 y
since Jun 9, 2023
In the industry
18 y
since Oct 12, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Regal Investment Advisors LLC BD affiliated currentsince Jun 9, 2023 · Kentwood, Mi
- Fidelity Personal And Workplace Advisors formerJul 13, 2018 to Jun 8, 2023 · Boston, Ma
- Strategic Advisers LLC national BDMay 2, 2012 to Jul 13, 2018 · Grand Rapids, Mi
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOct 20, 2010 to Apr 9, 2012 · Traverse City, Mi
- Fifth Third Securities, Inc. BD affiliatedNov 16, 2009 to Oct 29, 2010 · Elk Rapids, Mi
Moves
a registration end followed by a registration begin elsewhere
- Fidelity Personal And Workplace Advisors to Regal Investment Advisors LLCleft Jun 8, 2023, registered Jun 9, 2023 (1 days) · Affiliated broker-dealer or bank to another
- Strategic Advisers LLC to Fidelity Personal And Workplace Advisorsleft Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Strategic Advisers LLCleft Apr 9, 2012, registered May 2, 2012 (23 days) · Wirehouse to affiliated broker-dealer or bank
- Fifth Third Securities, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Oct 29, 2010, registered Oct 20, 2010 (-9 days) · Other
Signals
- Daylen Robert Dye left Fidelity Personal And Workplace Advisors for Regal Investment Advisors Llc (registered 2023-06-09)Jun 8, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address