S••••• M••••••• J•••••

• C••••• I••••••••• A••••••• L•• BD affiliated current
  since Dec 4, 2024 · Suwanee, Ga
• L•• F•••••••• L•• BD affiliated
  Feb 14, 2018 to Dec 19, 2024 · Suwanee, Ga
• I••••• F•••••••• C••••••••• former
  Mar 1, 2013 to Feb 20, 2018 · Duluth, Ga
• E••••• J•••• national BD
  Oct 12, 2007 to Mar 4, 2013 · Suwanee, Ga

• L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••
  left Dec 19, 2024, registered Dec 4, 2024 (-15 days) · Affiliated broker-dealer or bank to another · moved with a team
• I••••• F•••••••• C••••••••• to L•• F•••••••• L••
  left Feb 20, 2018, registered Feb 14, 2018 (-6 days) · corporate re-registration, not a move
• E••••• J•••• to I••••• F•••••••• C•••••••••
  left Mar 4, 2013, registered Mar 1, 2013 (-3 days) · Other

• ••• Locked
  Dec 19, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address