RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• B• J•••••••
- O••••••• independent RIA currentsince Dec 2, 2025 · Santa Monica , Ca
- T••••••••• W••••• A••••••• formerSep 30, 2019 to Dec 20, 2024 · Beachwood, Oh
- U•• F•••••••• S••••••• I••• wirehouseOct 1, 2007 to Oct 21, 2019 · Beverly Hills, Ca
- T••••••••• W••••• A••••••• to O•••••••left Dec 20, 2024, registered Dec 2, 2025 (347 days) · RIA to RIA
- U•• F•••••••• S••••••• I••• to T••••••••• W••••• A•••••••left Oct 21, 2019, registered Sep 30, 2019 (-21 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
- A••• B• J••••••• left T••••••••• W••••• A••••••• for Oneseven (registered 2025-12-02)Dec 20, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address