C•••••• A••• K•••••

M••••• A•••••••• L••BD affiliatedOmaha, Ne dual registrantIAPD 5395066

Feed of 09/15/2026

Also filed as C•••••• K•••••

At current firm

7 y

since Mar 15, 2019

In the industry

20 y

since May 1, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• A•••••••• L•• BD affiliated current
since Mar 15, 2019 · Fort Worth, Tx
T• A••••••••• I••••••••• M••••••••• L•• former
Mar 25, 2010 to Apr 29, 2014 · Ft. Worth, Tx
T• A••••••••• I••• former
Mar 25, 2010 to Apr 29, 2014 · Fort Worth, Tx

Moves

a registration end followed by a registration begin elsewhere

T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Apr 29, 2014, registered Mar 25, 2010 (-1496 days) · channel change inside one enterprise, not a move
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Apr 29, 2014, registered Mar 25, 2010 (-1496 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address