RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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R••••• E••••• M•••••
- T•• I••••••••• M••••••••• C•••••• L•• asset manager currentsince Mar 10, 2026 · Los Angeles, Ca
- M••••• S•••••• wirehouseAug 17, 2017 to Mar 5, 2026 · San Francisco, Ca
- M••••• S•••••• wirehouseJun 1, 2009 to Feb 27, 2012 · Seattle, Wa
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 7, 2008 to Jun 1, 2009 · Seattle, Wa
- M••••• S•••••• to T•• I••••••••• M••••••••• C•••••• L••left Mar 5, 2026, registered Mar 10, 2026 (5 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- R••••• E••••• M••••• left M••••• S•••••• for T•• I••••••••• M••••••••• C•••••• L•• (registered 2026-03-10)Mar 5, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address