RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••• T•••••••
- F•••• T•••• S••••••••• I••• BD affiliated currentsince Jun 23, 2021 · Bloomfield, Mi
- P•• W••••• M••••••••• BD affiliatedSep 3, 2019 to Jun 18, 2021 · Waterford, Mi
- E•••••• C•••••• M••••••••• L•• formerOct 17, 2018 to Aug 20, 2019 · Farmington Hills, Mi
- C••••••• S••••••••• I••• BD affiliatedMay 1, 2014 to Jan 8, 2018 · St. Clair Shores, Mi
- F•••• T•••• S••••••••• I••• BD affiliatedJan 21, 2011 to May 31, 2012 · Belleville, Mi
- P•• W••••• M••••••••• to F•••• T•••• S••••••••• I•••left Jun 18, 2021, registered Jun 23, 2021 (5 days) · Affiliated broker-dealer or bank to another
- E•••••• C•••••• M••••••••• L•• to P•• W••••• M•••••••••left Aug 20, 2019, registered Sep 3, 2019 (14 days) · RIA to affiliated broker-dealer or bank
- C••••••• S••••••••• I••• to E•••••• C•••••• M••••••••• L••left Jan 8, 2018, registered Oct 17, 2018 (282 days) · Affiliated broker-dealer or bank to independent RIA
- F•••• T•••• S••••••••• I••• to C••••••• S••••••••• I•••left May 31, 2012, registered May 1, 2014 (700 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address