RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••••• M•••• G••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 29, 2023 · Sheffield Lake, Oh
- V••• F•••••••• A•••••••• I••• BD affiliatedJan 3, 2011 to Jan 27, 2022 · Independence, Oh
- V••• F•••••••• P•••••••• L•• formerOct 30, 2007 to Jan 3, 2011 · Independence, Oh
- V••• F•••••••• A•••••••• I••• to C••••• I••••••••• A••••••• L••left Jan 27, 2022, registered Jun 29, 2023 (518 days) · Affiliated broker-dealer or bank to another
- V••• F•••••••• P•••••••• L•• to V••• F•••••••• A•••••••• I•••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
- M••••••• M•••• G•••• left V••• F•••••••• A•••••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2023-06-29)Jan 27, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address