RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• D••••••
- L•• F•••••••• L•• BD affiliated currentsince May 16, 2024 · Little Falls, Nj
- O•••• F•• I••• formerApr 29, 2014 to May 20, 2024 · Little Falls, Nj
- C•••••• G•••• • C• I•• formerAug 17, 2010 to Apr 25, 2014 · Roseland, Nj
- S••••••• I••••••••• I••• formerJan 16, 2008 to Oct 23, 2009 · Westbury, Ny
- O•••• F•• I••• to L•• F•••••••• L••left May 20, 2024, registered May 16, 2024 (-4 days) · corporate re-registration, not a move
- C•••••• G•••• • C• I•• to O•••• F•• I•••left Apr 25, 2014, registered Apr 29, 2014 (4 days) · Other
- S••••••• I••••••••• I••• to C•••••• G•••• • C• I••left Oct 23, 2009, registered Aug 17, 2010 (298 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address