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Registered advisor
B•••• L•• A•••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as B•••• A•••••••
At current firm
3 y
since Aug 23, 2023
In the industry
19 y
since Sep 9, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•• C•••••• M••••••• L•• national BD currentsince Aug 23, 2023 · Houston, Tx
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedFeb 8, 2017 to Sep 6, 2023 · Sugar Land, Tx
- S•• BD affiliatedJun 10, 2014 to Jan 19, 2017 · Houston, Tx
- L•• F•••••••• L•• BD affiliatedJul 3, 2012 to Jun 12, 2014 · Houston, Tx
- N•• E•••••• S••••••••• C••••••••• formerJun 12, 2008 to Jun 22, 2012 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to R•• C•••••• M••••••• L••left Sep 6, 2023, registered Aug 23, 2023 (-14 days) · Affiliated broker-dealer or bank to another · moved with a team
- S•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 19, 2017, registered Feb 8, 2017 (20 days) · Other
- L•• F•••••••• L•• to S••left Jun 12, 2014, registered Jun 10, 2014 (-2 days) · Other
- N•• E•••••• S••••••••• C••••••••• to L•• F•••••••• L••left Jun 22, 2012, registered Jul 3, 2012 (11 days) · Other
Signals
- B•••• L•• A••••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for R•• C•••••• M••••••• L•• (registered 2023-08-23)Sep 6, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address