A••• C••••••••

R•••••• J•••• • A••••••••• I•••national BDBethesda, Md dual registrantIAPD 5406794

Feed of 09/14/2026

Also filed as A••• S•••••••••

At current firm

2 y

since May 6, 2024

In the industry

16 y

since Jun 12, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• • A••••••••• I••• national BD current
since May 6, 2024 · Naples, Fl
W•••• F•••• A••••••• wirehouse
Dec 4, 2015 to May 15, 2024 · Mclean, Va
U•• F•••••••• S••••••• I••• wirehouse
Jun 14, 2010 to Dec 11, 2015 · Bethesda, Md

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••
left May 15, 2024, registered May 6, 2024 (-9 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••
left Dec 11, 2015, registered Dec 4, 2015 (-7 days) · Wirehouse to wirehouse · moved with a team

Signals

••• Locked
May 15, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address