RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• P••• C••••••
- S••••• W••••• A•••••••• I••• no RAUM currentsince Apr 29, 2026 · Los Angeles, Ca
- T• A••••••••• I••••••••• M••••••••• L•• formerJun 4, 2014 to Sep 7, 2023 · Santa Monica, Ca
- T• A••••••••• I••• formerJun 4, 2014 to Oct 14, 2022 · Los Angeles, Ca
- N•• E•••••• S••••••••• C••••••••• formerMay 16, 2013 to Jun 3, 2014 · Woodland Hills, Ca
- T• A••••••••• I••••••••• M••••••••• L•• to S••••• W••••• A•••••••• I•••left Sep 7, 2023, registered Apr 29, 2026 (965 days) · channel change inside one enterprise, not a move · moved with a team
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered Jun 4, 2014 (-3054 days) · corporate re-registration, not a move
- N•• E•••••• S••••••••• C••••••••• to T• A••••••••• I•••left Jun 3, 2014, registered Jun 4, 2014 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address