RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• A•••• A•••••••
- M••••••••• F•••••••• state registered currentsince Jan 1, 2026 · Ventura, Ca
- K••• I• S••••• F•••••••• P••••••• state registeredMar 16, 2021 to Sep 30, 2021 · Ventura, Ca
- U••• B•••••• A•••••••• L•• BD affiliatedOct 29, 2013 to Sep 4, 2015 · Ventura, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedJun 5, 2012 to Nov 1, 2013 · Camarillo, Ca
- V•••• F•••••••• A•••••••• I••• BD affiliatedDec 16, 2010 to May 31, 2012 · Woodland Hills, Ca
- W•••• F•••• I••••••••• L•• unclassifiedJul 9, 2008 to Dec 14, 2010 · San Francisco, Ca
- W••• I••••••••• I••• unclassifiedNov 21, 2007 to Jun 25, 2008 · San Francisco, Ca
- K••• I• S••••• F•••••••• P••••••• to M••••••••• F••••••••left Sep 30, 2021, registered Jan 1, 2026 (1554 days) · Other
- U••• B•••••• A•••••••• L•• to K••• I• S••••• F•••••••• P•••••••left Sep 4, 2015, registered Mar 16, 2021 (2020 days) · Other
- C•••••••• G••••• M•••••• I••• to U••• B•••••• A•••••••• L••left Nov 1, 2013, registered Oct 29, 2013 (-3 days) · Other
- V•••• F•••••••• A•••••••• I••• to C•••••••• G••••• M•••••• I•••left May 31, 2012, registered Jun 5, 2012 (5 days) · Other
- W•••• F•••• I••••••••• L•• to V•••• F•••••••• A•••••••• I•••left Dec 14, 2010, registered Dec 16, 2010 (2 days) · Other
- W••• I••••••••• I••• to W•••• F•••• I••••••••• L••left Jun 25, 2008, registered Jul 9, 2008 (14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address