RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••••• M••••••
- T• P•••••• C••••• W••••• L•• BD affiliated currentsince Jun 8, 2026 · Bernardsville, Nj
- W•••• F•••• A••••••• wirehouseSep 2, 2021 to Apr 24, 2026 · Norristown, Pa
- P•••• S••••••••• L•• no RAUMJun 12, 2020 to Aug 26, 2021 · North Bethesda, Md
- W•••• F•••• A••••••• to T• P•••••• C••••• W••••• L••left Apr 24, 2026, registered Jun 8, 2026 (45 days) · Wirehouse to affiliated broker-dealer or bank
- P•••• S••••••••• L•• to W•••• F•••• A•••••••left Aug 26, 2021, registered Sep 2, 2021 (7 days) · Affiliated broker-dealer or bank to wirehouse
- M•••••••• M•••••• left W•••• F•••• A••••••• for T• P•••••• C••••• W••••• L•• (registered 2026-06-08)Apr 24, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address