RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••• A•• P•••••••••
- W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated currentsince May 16, 2025 · Chesterfield, Mo
- M••••• W•••••• L•• formerApr 21, 2022 to May 19, 2025 · Chesterfield, Mo
- M•••• R••• W••••• A•••••••• L••••• formerSep 18, 2007 to Jul 27, 2022 · Chesterfield, Mo
- M••••• W•••••• L•• to W••••• E••••••••• A••••••• S•••••••• L••left May 19, 2025, registered May 16, 2025 (-3 days) · corporate re-registration, not a move
- M•••• R••• W••••• A•••••••• L••••• to M••••• W•••••• L••left Jul 27, 2022, registered Apr 21, 2022 (-97 days) · RIA to RIA
- L••• A•• P••••••••• left M•••• R••• W••••• A•••••••• L••••• for M••••• W•••••• L•• (registered 2022-04-21)Jul 27, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address