K••• S••••• R•••••••

• A• W••••• M••••••••• L•• BD affiliated current
  since Aug 10, 2022 · Papillion, Ne
• S••••••••• A•••••• A•••••••• I••• former
  Oct 3, 2011 to Jul 29, 2022 · La Vista, Ne
• T• A••••••••• I••••••••• M••••••••• L•• former
  Mar 13, 2009 to Aug 16, 2011 · Omaha, Ne
• T• A••••••••• I••• former
  Mar 13, 2009 to Aug 16, 2011 · Omaha, Ne

• S••••••••• A•••••• A•••••••• I••• to A• W••••• M••••••••• L••
  left Jul 29, 2022, registered Aug 10, 2022 (12 days) · Affiliated broker-dealer or bank to another
• T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
  left Aug 16, 2011, registered Mar 13, 2009 (-886 days) · channel change inside one enterprise, not a move
• T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
  left Aug 16, 2011, registered Mar 13, 2009 (-886 days) · Other

• ••• Locked
  Jul 29, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address