RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• J• L•••
- G••• L••• A•••••••• L•• independent RIA currentsince Mar 3, 2017 · Celebration, Fl
- P•••••• A•••••• G••••• L•• BD affiliatedJan 4, 2013 to Mar 28, 2017 · Wyomissing, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 4, 2007 to Dec 12, 2012 · Wyomissing, Pa
- P•••••• A•••••• G••••• L•• to G••• L••• A•••••••• L••left Mar 28, 2017, registered Mar 3, 2017 (-25 days) · Other · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•••••• A•••••• G••••• L••left Dec 12, 2012, registered Jan 4, 2013 (23 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address