DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David Richard Ojerholm
Feed of 09/14/2026
At current firm
1 y
since Sep 24, 2024
In the industry
18 y
since Nov 27, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- The Ameriflex Group BD affiliated currentsince Sep 24, 2024 · Worchester, Ma
- Integrated Wealth Concepts LLC independent RIAFeb 13, 2018 to Aug 20, 2024 · Waltham, Ma
- MML Investors Services, LLC BD affiliatedMar 25, 2017 to Feb 5, 2018 · Worcester, Ma
- Msi Financial Services, Inc. formerSep 9, 2016 to Mar 25, 2017 · Boston, Ma
- Trustee Empowerment & Protection, Inc. institutionalDec 18, 2007 to Sep 30, 2016 · Worcester, Ma
Moves
a registration end followed by a registration begin elsewhere
- Integrated Wealth Concepts LLC to The Ameriflex Groupleft Aug 20, 2024, registered Sep 24, 2024 (35 days) · RIA to affiliated broker-dealer or bank · moved with a team
- MML Investors Services, LLC to Integrated Wealth Concepts LLCleft Feb 5, 2018, registered Feb 13, 2018 (8 days) · Other · moved with a team
- Msi Financial Services, Inc. to MML Investors Services, LLCleft Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- Trustee Empowerment & Protection, Inc. to Msi Financial Services, Inc.left Sep 30, 2016, registered Sep 9, 2016 (-21 days) · Other
Signals
- David Richard Ojerholm left Integrated Wealth Concepts Llc for The Ameriflex Group (registered 2024-09-24)Aug 20, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address