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Feed of 09/14/2026
Also filed as Lon S••••••
At current firm
1 y
since Dec 19, 2024
In the industry
18 y
since Dec 7, 2007 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••••• L•• state registered currentsince Dec 19, 2024 · Hooksett, Nh
- L•• F•••••••• L•• BD affiliatedDec 20, 2012 to Mar 22, 2017 · Hooksett, Nh
- C••••••••• F•••••••• N•••••• national BDDec 7, 2007 to Dec 31, 2010 · Hooksett, Nh
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to E•••••••• L••left Mar 22, 2017, registered Dec 19, 2024 (2829 days) · Other
- C••••••••• F•••••••• N•••••• to L•• F•••••••• L••left Dec 31, 2010, registered Dec 20, 2012 (720 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address