DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Timothy A Szymanski
Feed of 09/15/2026
Also filed as Tim Szymanski
At current firm
3 y
since Dec 14, 2022
In the industry
19 y
since Nov 1, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Forty North Wealth independent RIA currentsince Dec 14, 2022 · Greenwood Village, Co
- Ntb Advisors, A Division Of Ntb Financial Corporation formerAug 11, 2015 to Dec 31, 2022 · Highlands Ranch, Co
- Dynasty Capital Management, Inc unclassifiedAug 17, 2010 to Dec 31, 2015 · Englewood, Co
- Madison Avenue Securities, LLC BD affiliatedFeb 26, 2009 to Feb 16, 2010 · San Diego, Ca
- Madison Avenue Advisors, Inc. unclassifiedSep 5, 2007 to Mar 25, 2009 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- Ntb Advisors, A Division Of Ntb Financial Corporation to Forty North Wealthleft Dec 31, 2022, registered Dec 14, 2022 (-17 days) · Affiliated broker-dealer or bank to independent RIA
- Dynasty Capital Management, Inc to Ntb Advisors, A Division Of Ntb Financial Corporationleft Dec 31, 2015, registered Aug 11, 2015 (-142 days) · Other · moved with a team
- Madison Avenue Securities, LLC to Dynasty Capital Management, Incleft Feb 16, 2010, registered Aug 17, 2010 (182 days) · Other
- Madison Avenue Advisors, Inc. to Madison Avenue Securities, LLCleft Mar 25, 2009, registered Feb 26, 2009 (-27 days) · corporate re-registration, not a move
Signals
- Timothy A Szymanski left Ntb Advisors, A Division Of Ntb Financial Corporation for Forty North Wealth (registered 2022-12-14)Dec 31, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address