A•••• E• M•••••

• S•••••••• A••••••• L•• national BD current
  since Mar 31, 2025 · South Ozone Park, Ny
• F••••••• P••••••• A•• W•••••••• A••••••• former
  Jul 12, 2022 to Mar 31, 2025 · South Richmond Hill, Ny
• T• A••••••••• I••••••••• M••••••••• L•• former
  May 2, 2014 to Dec 31, 2020 · New York, Ny
• T• A••••••••• I••• former
  May 2, 2014 to Jan 11, 2021 · New York, Ny

• F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
  left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
• T• A••••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••
  left Jan 11, 2021, registered Jul 12, 2022 (547 days) · Other · moved with a team
• T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
  left Dec 31, 2020, registered May 2, 2014 (-2435 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address