G•••••• W••••• J•••••

• O•••• W•••••• I••• BD affiliated current
  since Jan 22, 2019 · Honolulu, Hi
• M•• I•••••••• S•••••••• L•• BD affiliated
  Mar 25, 2017 to Feb 1, 2019 · Honolulu, Hi
• M•• F•••••••• S•••••••• I••• former
  Aug 18, 2016 to Mar 25, 2017 · Honolulu, Hi
• L•• F•••••••• L•• BD affiliated
  Feb 19, 2013 to Aug 31, 2016 · Haleiwa, Hi
• P••• A••••• S••••••••• L•• BD affiliated
  Feb 14, 2011 to Feb 21, 2013 · Honolulu, Hi

• M•• I•••••••• S•••••••• L•• to O•••• W•••••• I•••
  left Feb 1, 2019, registered Jan 22, 2019 (-10 days) · Affiliated broker-dealer or bank to another · moved with a team
• M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••
  left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
• L•• F•••••••• L•• to M•• F•••••••• S•••••••• I•••
  left Aug 31, 2016, registered Aug 18, 2016 (-13 days) · Other
• P••• A••••• S••••••••• L•• to L•• F•••••••• L••
  left Feb 21, 2013, registered Feb 19, 2013 (-2 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address