DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher Brian Soukup
Feed of 09/14/2026
Also filed as Christopher Brian Soukup
At current firm
5 y
since Jan 26, 2021
In the industry
18 y
since Nov 14, 2007 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Lighthouse Financial Services Inc independent RIA currentsince Jan 26, 2021 · Brea, Ca
- Td Ameritrade Investment Management, LLC formerDec 17, 2018 to Dec 31, 2020 · Murrieta, Ca
- Td Ameritrade, Inc. formerDec 17, 2018 to Jan 11, 2021 · Murrieta, Ca
- Fidelity Personal And Workplace Advisors formerJul 13, 2018 to Dec 18, 2018 · Boston, Ma
- Strategic Advisers LLC national BDJul 5, 2016 to Jul 13, 2018 · Palm Desert, Ca
- Td Ameritrade, Inc. formerJun 30, 2011 to Apr 26, 2016 · Upland, Ca
- Td Ameritrade Investment Management, LLC formerJun 30, 2011 to Apr 26, 2016 · Rancho Cucamonga, Ca
Moves
a registration end followed by a registration begin elsewhere
- Td Ameritrade, Inc. to Lighthouse Financial Services Incleft Jan 11, 2021, registered Jan 26, 2021 (15 days) · Other
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Dec 31, 2020, registered Dec 17, 2018 (-745 days) · corporate re-registration, not a move
- Fidelity Personal And Workplace Advisors to Td Ameritrade Investment Management, LLCleft Dec 18, 2018, registered Dec 17, 2018 (-1 days) · Affiliated broker-dealer or bank to independent RIA
- Strategic Advisers LLC to Fidelity Personal And Workplace Advisorsleft Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Apr 26, 2016, registered Jun 30, 2011 (-1762 days) · channel change inside one enterprise, not a move
- Td Ameritrade, Inc. to Strategic Advisers LLCleft Apr 26, 2016, registered Jul 5, 2016 (70 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address