RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• S•••••••• V••••••
- C•••••• independent RIA currentsince Nov 28, 2022 · Atlanta, Ga
- C• B••••••••• P•••••• W••••• formerFeb 11, 2019 to Mar 31, 2023 · Atlanta, Ga
- L•••• A•••••••• I••• unclassifiedApr 4, 2017 to May 1, 2018 · Chicago, Il
- U•• F•••••••• S••••••• I••• wirehouseJun 22, 2009 to Nov 20, 2013 · Chicago, Il
- C• B••••••••• P•••••• W••••• to C••••••left Mar 31, 2023, registered Nov 28, 2022 (-123 days) · corporate re-registration, not a move
- L•••• A•••••••• I••• to C• B••••••••• P•••••• W•••••left May 1, 2018, registered Feb 11, 2019 (286 days) · Other
- U•• F•••••••• S••••••• I••• to L•••• A•••••••• I•••left Nov 20, 2013, registered Apr 4, 2017 (1231 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address