DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

S••••••• P•••••

M•• I•••••••• S•••••••• L••BD affiliatedVirginia Beach, Va dual registrantIAPD 5416660

Feed of 09/14/2026

Also filed as Shazeib Parvez

At current firm

4 y

since Jun 3, 2022

In the industry

18 y

since Nov 16, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•• I•••••••• S•••••••• L•• BD affiliated current
since Jun 3, 2022 · Chesapeake, Va
P••• A••••• S••••••••• L•• BD affiliated
May 16, 2019 to Jun 1, 2022 · Virginia Beach, Va
O••••••••• • C•• I••• BD affiliated
Jun 22, 2016 to May 17, 2019 · Virginia Beach, Va
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Aug 6, 2012 to Jun 24, 2016 · Norfolk, Va
A••••••••• F•••••••• S•••••••• L•• national BD
Apr 6, 2011 to Aug 6, 2012 · Norfolk, Va
A••••••••• F•••••••• S•••••••• L•• national BD
Nov 19, 2007 to Sep 17, 2008 · Virginia Beach, Va

Moves

a registration end followed by a registration begin elsewhere

P••• A••••• S••••••••• L•• to M•• I•••••••• S•••••••• L••
left Jun 1, 2022, registered Jun 3, 2022 (2 days) · Affiliated broker-dealer or bank to another
O••••••••• • C•• I••• to P••• A••••• S••••••••• L••
left May 17, 2019, registered May 16, 2019 (-1 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to O••••••••• • C•• I•••
left Jun 24, 2016, registered Jun 22, 2016 (-2 days) · Other
A••••••••• F•••••••• S•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Aug 6, 2012, registered Aug 6, 2012 (0 days) · Affiliated broker-dealer or bank to wirehouse

Signals

S••••••• P••••• left P••• A••••• S••••••••• L•• for M•• I•••••••• S•••••••• L•• (registered 2022-06-03)
Jun 1, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address