DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/15/2026
At current firm
0 y
since Jul 7, 2026
In the industry
19 y
since Sep 14, 2007 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Savvy independent RIA currentsince Jul 7, 2026 · New York, Ny
- Claris Financial, LLC independent RIAJan 17, 2014 to Jun 29, 2026 · Glen Allen, Va
- LPL Financial LLC BD affiliatedFeb 1, 2012 to Jan 15, 2014 · Glen Allen, Va
Moves
a registration end followed by a registration begin elsewhere
- Claris Financial, LLC to Savvyleft Jun 29, 2026, registered Jul 7, 2026 (8 days) · RIA to RIA · moved with a team
- LPL Financial LLC to Claris Financial, LLCleft Jan 15, 2014, registered Jan 17, 2014 (2 days) · Other
Signals
- Aaron Scott Gibbs left Claris Financial, Llc for Savvy (registered 2026-07-07)Jun 29, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address