DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Adrian J Karas
Certified Financial Planner
Feed of 09/14/2026
At current firm
2 y
since Jan 18, 2024
In the industry
18 y
since Oct 22, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Corecap Advisors BD affiliated currentsince Jan 18, 2024 · Centerburg, Oh
- Charles Schwab & Co., Inc. national BDJan 27, 2022 to Jan 10, 2024 · Cincinnati, Oh
- Td Ameritrade, Inc. formerFeb 27, 2018 to Oct 14, 2022 · West Chester, Oh
- Td Ameritrade Investment Management, LLC formerFeb 26, 2018 to Sep 7, 2023 · Omaha, Ne
- Scottrade Investment Management formerJan 27, 2017 to Feb 26, 2018 · Saint Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- Charles Schwab & Co., Inc. to Corecap Advisorsleft Jan 10, 2024, registered Jan 18, 2024 (8 days) · Affiliated broker-dealer or bank to another
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Sep 7, 2023, registered Feb 27, 2018 (-2018 days) · channel change inside one enterprise, not a move · moved with a team
- Td Ameritrade, Inc. to Charles Schwab & Co., Inc.left Oct 14, 2022, registered Jan 27, 2022 (-260 days) · channel change inside one enterprise, not a move · moved with a team
- Scottrade Investment Management to Td Ameritrade Investment Management, LLCleft Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
Signals
- Adrian J Karas left Charles Schwab & Co., Inc. for Corecap Advisors (registered 2024-01-18)Jan 10, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address