DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

George L. Yanez

Charles Schwab & Co., Inc.national BDPhoenix, Azdual registrantIAPD 5419897

Feed of 09/14/2026

Also filed as George Leyba Yanez

At current firm

1 y

since Feb 28, 2025

In the industry

26 y

since Aug 1, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Charles Schwab & Co., Inc. national BD current
since Feb 28, 2025 · Phoenix, Az
U.S. Bancorp Advisors, LLC BD affiliated
Aug 8, 2019 to Nov 18, 2024 · Tempe, Az
Schwab Wealth Advisory, Inc. no RAUM
Apr 17, 2017 to Aug 1, 2019 · Phoenix, Az
Charles Schwab & Co., Inc. national BD
Jun 12, 2014 to Apr 18, 2017 · Phoenix, Az

Moves

a registration end followed by a registration begin elsewhere

U.S. Bancorp Advisors, LLC to Charles Schwab & Co., Inc.
left Nov 18, 2024, registered Feb 28, 2025 (102 days) · Affiliated broker-dealer or bank to another
Schwab Wealth Advisory, Inc. to U.S. Bancorp Advisors, LLC
left Aug 1, 2019, registered Aug 8, 2019 (7 days) · Affiliated broker-dealer or bank to another
Charles Schwab & Co., Inc. to Schwab Wealth Advisory, Inc.
left Apr 18, 2017, registered Apr 17, 2017 (-1 days) · channel change inside one enterprise, not a move

Signals

George L. Yanez left U.S. Bancorp Advisors, Llc for Charles Schwab & Co., Inc. (registered 2025-02-28)
Nov 18, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address