DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• L• D••••

W••••• F•••••••• L••independent RIAFort Collins, Co IA-onlyIAPD 5422057

Feed of 09/15/2026

Also filed as J••••• D••••

At current firm

1 y

since Jun 20, 2025

In the industry

16 y

since Apr 17, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W••••• F•••••••• L•• independent RIA current
since Jun 20, 2025 · Fort Collins, Co
S•••••• C•••••• independent RIA
Feb 24, 2025 to Jun 23, 2025 · Fort Collins, Co
M•••• • C••••• I•• BD affiliated
Jan 2, 2024 to Mar 3, 2025 · Boston, Ma
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Jan 4, 2021 to Dec 31, 2023 · Fort Collins, Co
W••••••• F•••••••• S•••••••• I••• former
Mar 1, 2019 to Dec 31, 2020 · Windsor, Co
Q•••••• A•••• M••••••••• I••• former
Sep 21, 2018 to Mar 1, 2019 · Greeley, Co
U•• F•••••••• S••••••• I••• wirehouse
Jun 27, 2014 to Oct 2, 2018 · Fort Collins, Co
U•• F•••••••• S••••••• I••• wirehouse
Apr 19, 2010 to Jan 23, 2013 · Fort Collins, Co

Moves

a registration end followed by a registration begin elsewhere

S•••••• C•••••• to W••••• F•••••••• L••
left Jun 23, 2025, registered Jun 20, 2025 (-3 days) · RIA to RIA
M•••• • C••••• I•• to S•••••• C••••••
left Mar 3, 2025, registered Feb 24, 2025 (-7 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
C•••••••• I••••••••• R••••••• A•••••••• I••• to M•••• • C••••• I••
left Dec 31, 2023, registered Jan 2, 2024 (2 days) · Affiliated broker-dealer or bank to another
W••••••• F•••••••• S•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Dec 31, 2020, registered Jan 4, 2021 (4 days) · Affiliated broker-dealer or bank to another
Q•••••• A•••• M••••••••• I••• to W••••••• F•••••••• S•••••••• I•••
left Mar 1, 2019, registered Mar 1, 2019 (0 days) · corporate re-registration, not a move
U•• F•••••••• S••••••• I••• to Q•••••• A•••• M••••••••• I•••
left Oct 2, 2018, registered Sep 21, 2018 (-11 days) · Wirehouse to affiliated broker-dealer or bank

Signals

J••••• L• D•••• left S•••••• C•••••• for W••••• F•••••••• L•• (registered 2025-06-20)
Jun 23, 2025 · Advisor changed firm · fact
J••••• L• D•••• left M•••• • C••••• I•• for S•••••• C•••••• (registered 2025-02-24)
Mar 3, 2025 · Advisor changed firm · fact
J••••• L• D•••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for M•••• • C••••• I•• (registered 2024-01-02)
Dec 31, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address