RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• R•••••••
- W••••••••• A••••••• P••••••• L•• BD affiliated currentsince Dec 15, 2014 · West Chester, Pa
- L•• F•••••••• L•• BD affiliatedOct 22, 2012 to Oct 28, 2015 · West Chester, Pa
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJan 4, 2008 to Nov 6, 2012 · West Chester, Pa
- L•• F•••••••• L•• to W••••••••• A••••••• P••••••• L••left Oct 28, 2015, registered Dec 15, 2014 (-317 days) · Other
- C•••••••• I••••••••• R••••••• A•••••••• I••• to L•• F•••••••• L••left Nov 6, 2012, registered Oct 22, 2012 (-15 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address