RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J• C•••••••••
- M••••• S•••••• wirehouse currentsince Aug 12, 2022 · Waukesha, Wi
- R••••• W• B•••• • C•• I••••••••• mixed wealthJul 10, 2015 to Jul 11, 2022 · Milwaukee, Wi
- U•• F•••••••• S••••••• I••• wirehouseMar 6, 2009 to Jul 22, 2015 · Brookfield, Wi
- R••••• W• B•••• • C•• I••••••••• to M••••• S••••••left Jul 11, 2022, registered Aug 12, 2022 (32 days) · RIA to wirehouse
- U•• F•••••••• S••••••• I••• to R••••• W• B•••• • C•• I•••••••••left Jul 22, 2015, registered Jul 10, 2015 (-12 days) · Other
- M•••••• J• C••••••••• left R••••• W• B•••• • C•• I••••••••• for M••••• S•••••• (registered 2022-08-12)Jul 11, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address