DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Darling E Silva Gomez
At current firm
1 y
since Mar 7, 2025
In the industry
18 y
since Apr 10, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Morgan Stanley wirehouse currentsince Mar 7, 2025 · Miami, Fl
- UBS Financial Services Inc. wirehouseDec 3, 2015 to Mar 18, 2025 · Miami, Fl
- Credit Suisse Securities (USA) LLC formerSep 2, 2015 to Dec 21, 2015 · Miami, Fl
- Chase Investment Services Corp. formerMay 2, 2009 to Jun 1, 2010 · Lauderdale Lakes, Fl
- Wamu Investments, Inc. unclassifiedApr 15, 2008 to May 2, 2009 · Lauderdale Lakes, Fl
Moves
a registration end followed by a registration begin elsewhere
- UBS Financial Services Inc. to Morgan Stanleyleft Mar 18, 2025, registered Mar 7, 2025 (-11 days) · Wirehouse to wirehouse · moved with a team
- Credit Suisse Securities (USA) LLC to UBS Financial Services Inc.left Dec 21, 2015, registered Dec 3, 2015 (-18 days) · corporate re-registration, not a move
- Chase Investment Services Corp. to Credit Suisse Securities (USA) LLCleft Jun 1, 2010, registered Sep 2, 2015 (1919 days) · Other
- Wamu Investments, Inc. to Chase Investment Services Corp.left May 2, 2009, registered May 2, 2009 (0 days) · corporate re-registration, not a move
Signals
- Darling Silva-Solis left Ubs Financial Services Inc. for Morgan Stanley (registered 2025-03-07)Mar 18, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address