RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W••••• S•••••••• B••••
- C••••••••• independent RIA currentsince Nov 3, 2025 · Knoxville, Tn
- W••••••••• A••••••• P••••••• L•• BD affiliatedFeb 20, 2019 to Nov 3, 2021 · 2102 Riverview Tower, Tn
- R••••• • K•••••••• I••• independent RIADec 5, 2014 to Jan 16, 2019 · Knoxville, Tn
- A•• F•••••••• P••••••• formerAug 20, 2009 to Oct 30, 2014 · Knoxville, Tn
- M••••• S•••••• • C•• L•• unclassifiedJan 28, 2008 to Mar 4, 2009 · Portsmouth, Nh
- W•••••• • R••• formerNov 7, 2007 to Dec 19, 2007 · Portsmouth, Nh
- W••••••••• A••••••• P••••••• L•• to C•••••••••left Nov 3, 2021, registered Nov 3, 2025 (1461 days) · RIA to RIA
- R••••• • K•••••••• I••• to W••••••••• A••••••• P••••••• L••left Jan 16, 2019, registered Feb 20, 2019 (35 days) · RIA to RIA
- A•• F•••••••• P••••••• to R••••• • K•••••••• I•••left Oct 30, 2014, registered Dec 5, 2014 (36 days) · Other
- M••••• S•••••• • C•• L•• to A•• F•••••••• P•••••••left Mar 4, 2009, registered Aug 20, 2009 (169 days) · Other
- W•••••• • R••• to M••••• S•••••• • C•• L••left Dec 19, 2007, registered Jan 28, 2008 (40 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address