DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
S•••••• F•••••••• P•••••••• L••
Latest filing May 21, 2026
First filing on the tape Jul 3, 2018 · 44 filings
SEC status approved since Aug 13, 2018
RAUM
$682M
reported, Item 5.F
Discretionary
91%
of RAUM
Private clients
84%
$573M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$682M
derived; firm RAUM over IAPD count
Employees
11
8 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
44 filings and snapshots on the tape
RAUM$682M as of May 21, 2026
Mar 8, 2019$124M then
HNW client RAUM$543M as of May 21, 2026
Mar 8, 2019$92.3M then
State-registered IARs (5.B.3)7 as of May 21, 2026
Mar 8, 20193 then
Employees (5.A)11 as of May 21, 2026
Mar 8, 20195 then
Private funds: no history
RAUM +19% over the last fiscal year+23% a year over threeIARs 7 to 7offices 4 to 3
Practice profile
derived from the filing of May 21, 2026; every figure names its basis
Archetypes, each a printed rule
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $682MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 498derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $428,723derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 91%derivedof RAUM
- Institutional
- 13%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 11.0derivedItem 5.A over advisors
- Advisors per office
- 0.3derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $3.4M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$543M80%
- Pension and profit-sharing plans$87.1M13%
- Individuals$30.1M4.4%
- Corporations and businesses$21.4M3.1%
- Individual clients
- 225reported
- HNW clients
- 273reported
- Pension plan clients
- 27reported
- Charitable clients
- n/areported
- Accounts
- 1,590reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.4M for 4 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.84 fund_share=0.0 institutional_share=0.13 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
5 left, 1 joined in 12 months
net -4 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 500% of current headcount7 left over 36 months
Left, latest
- F•••••••• J••• B•••••••• to A••• W•••••• L••Jun 15, 2026 · RIA to RIA
- D••••• H••••• C••••••••• to A••• W•••••• L••Jun 15, 2026 · RIA to RIA
- B•••• M•••••• to A••• W•••••• L••Jun 15, 2026 · RIA to RIA
- S••••• J•••• S•••• to A••• W•••••• L••Jun 15, 2026 · RIA to RIA
- W•••••• B•••• B•••• to P•••••• A•••••• G••••• L••May 5, 2026 · RIA to affiliated broker-dealer or bank
- R••• W•••••• K••••••• to O•• M•••••• I••••••••• C••••••• L••Mar 31, 2025 · RIA to RIA
- R•••••• L••• D•••••• to S•• W••••• A•••••••• L••Sep 27, 2023 · RIA to RIA
- J••••• J• G•••••• to U••••• C•••••• F•••••••• A•••••••Mar 10, 2022 · RIA to affiliated broker-dealer or bank
Joined, latest
- S••••• J•••• S•••• from A••••••••• F•••••••• S•••••••• L••Oct 1, 2025 · Affiliated broker-dealer or bank to independent RIA
- B•••• M•••••• from U•• F•••••••• S••••••• I•••Nov 5, 2024 · Wirehouse to independent RIA
- R••• W•••••• K••••••• from S•••••• W••••• M••••••••• L••Jun 4, 2024 · RIA to RIA
- R•••••• L••• D•••••• from U•• F•••••••• S••••••• I•••Mar 8, 2022 · Wirehouse to independent RIA
- W•••••• B•••• B•••• from E•••••••• A•••••••• L••Jul 22, 2021 · Affiliated broker-dealer or bank to independent RIA
- J••••• J• G•••••• from C•••••••• I••••••••• R••••••• A•••••••• I•••Dec 13, 2019 · Affiliated broker-dealer or bank to independent RIA
- D••••• H••••• C••••••••• from K•••• F•••••••• S••••••• L••Dec 11, 2019 · RIA to RIA
- F•••••••• J••• B•••••••• from W•••• F•••• A•••••••Sep 11, 2018 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- B•••• C•••••• S••••••• from W•••• F•••• A•••••••Sep 11, 2018 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for A••• W•••••• L••Jun 15, 2026 · Bethesda, Md
- 2 joined from W•••• F•••• A•••••••Sep 17, 2018 · Bethesda, Md
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••••• F••••••••• J••• · Managing Partnercontrolsince 07/2018 · owns 25% to 50%
- M••••••• B••••• B•••••• · Vp, Director Of Investmentscontrolsince 10/2021 · owns less than 5%
- S•••••••• A•••••• J••••• · Chief Operations Officer And Chief Compliance Officercontrolsince 07/2018 · owns 10% to 25%
- S•••••••• B••••• C•••••• · Chief Executive Officer, Managing Partner And Managing Membercontrolsince 07/2018 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bethesda, Md · principal | 1 | 0 | 3 | 1 | |
| Easton, Pa | 0 | 0 | 1 | ||
| Lakewood, Fl | 0 | 0 | 1 | ||
| Traverse City, Mi | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 1,444 to 1,590Nov 6, 2025 to Mar 20, 2026
- Advisory employees · 7 to 8Nov 6, 2025 to Mar 20, 2026
- Advisory activities · 3 to 5Nov 6, 2025 to Mar 20, 2026
- HNW clients · 260 to 273Nov 6, 2025 to Mar 20, 2026
- Individual clients · 233 to 225Nov 6, 2025 to Mar 20, 2026
- Pension plan clients · 26 to 27Nov 6, 2025 to Mar 20, 2026
- Assets in custody · $2.2M to $3.4MNov 6, 2025 to Mar 20, 2026
- Financial planning clients · 26-50 to 51-100Nov 6, 2025 to Mar 20, 2026
- Other offices · 4 to 3Nov 6, 2025 to Mar 20, 2026
- Discretionary RAUM · $526M to $622MNov 6, 2025 to Mar 20, 2026
- HNW RAUM · $454M to $543MNov 6, 2025 to Mar 20, 2026
- Individual RAUM · $32.7M to $30.1MNov 6, 2025 to Mar 20, 2026
- Non-discretionary RAUM · $49.5M to $59.8MNov 6, 2025 to Mar 20, 2026
- Pension RAUM · $72.4M to $87.1MNov 6, 2025 to Mar 20, 2026
- RAUM · $575M to $682MNov 6, 2025 to Mar 20, 2026
- Advisory employees · 8 to 7Mar 31, 2025 to Nov 6, 2025
- Financial planning clients · 26-50 to 26-50Feb 14, 2025 to Mar 31, 2025
- RAUM · $464M to $575MNov 6, 2024 to Feb 14, 2025
- Accounts · 1,306 to 1,444Nov 6, 2024 to Feb 14, 2025
- Advisory employees · 5 to 8Nov 6, 2024 to Feb 14, 2025
- Corporate clients · 6 to 7Nov 6, 2024 to Feb 14, 2025
- HNW clients · 215 to 260Nov 6, 2024 to Feb 14, 2025
- Individual clients · 245 to 233Nov 6, 2024 to Feb 14, 2025
- Pension plan clients · 21 to 26Nov 6, 2024 to Feb 14, 2025
- Assets in custody · $3.7M to $2.2MNov 6, 2024 to Feb 14, 2025
- Employees · 10 to 11Nov 6, 2024 to Feb 14, 2025
- State-registered IARs · 5 to 7Nov 6, 2024 to Feb 14, 2025
- Other offices · 3 to 4Nov 6, 2024 to Feb 14, 2025
- Discretionary RAUM · $420M to $526MNov 6, 2024 to Feb 14, 2025
- HNW RAUM · $360M to $454MNov 6, 2024 to Feb 14, 2025
- Individual RAUM · $34.9M to $32.7MNov 6, 2024 to Feb 14, 2025
- Non-discretionary RAUM · $43.5M to $49.5MNov 6, 2024 to Feb 14, 2025
- Pension RAUM · $62.0M to $72.4MNov 6, 2024 to Feb 14, 2025
- Other offices · 2 to 3Feb 28, 2024 to Jun 4, 2024
- Accounts · 1,191 to 1,306Dec 18, 2023 to Feb 28, 2024
- Advisory employees · 7 to 5Dec 18, 2023 to Feb 28, 2024
- Corporate clients · unset to 6.0Dec 18, 2023 to Feb 28, 2024
- HNW clients · 155 to 215Dec 18, 2023 to Feb 28, 2024
- Individual clients · 236 to 245Dec 18, 2023 to Feb 28, 2024
- Pension plan clients · 25 to 21Dec 18, 2023 to Feb 28, 2024
Signals
12 dated events
- S••••• J•••• S•••• left S•••••• F•••••••• P•••••••• L•• for A••• W•••••• L•• (registered 2026-06-23)Jun 15, 2026 · a•••••• firm change · fact
- F•••••••• J••• B•••••••• left S•••••• F•••••••• P•••••••• L•• for A••• W•••••• L•• (registered 2026-07-23)Jun 15, 2026 · a•••••• firm change · fact
- D••••• H••••• C••••••••• left S•••••• F•••••••• P•••••••• L•• for A••• W•••••• L•• (registered 2026-06-23)Jun 15, 2026 · a•••••• firm change · fact
- B•••• M•••••• left S•••••• F•••••••• P•••••••• L•• for A••• W•••••• L•• (registered 2026-06-23)Jun 15, 2026 · a•••••• firm change · fact
- 2 advisors left S•••••• F•••••••• P•••••••• L•• (Bethesda, MD) for A••• W•••••• L•• on the same dayJun 15, 2026 · Team lift-out · derived
- W•••••• B•••• B•••• left S•••••• F•••••••• P•••••••• L•• for P•••••• A•••••• G••••• L•• (registered 2026-05-19)May 5, 2026 · a•••••• firm change · fact
- R••• W•••••• K••••••• left S•••••• F•••••••• P•••••••• L•• for O•• M•••••• I••••••••• C••••••• L•• (registered 2025-03-31)Mar 31, 2025 · a•••••• firm change · fact
- R•••••• L••• D•••••• left S•••••• F•••••••• P•••••••• L•• for S•• W••••• A•••••••• L•• (registered 2023-10-05)Sep 27, 2023 · a•••••• firm change · fact
- S•••••• F•••••••• P•••••••• L•• reported RAUM $380.5M, up 51% from $252.8M (2021-12-08 to 2022-03-15)Mar 15, 2022 · RAUM change · derived
- J••••• J• G•••••• left S•••••• F•••••••• P•••••••• L•• for U••••• C•••••• F•••••••• A••••••• (registered 2022-09-16)Mar 10, 2022 · a•••••• firm change · fact
- Barrett B•••• M•••••• (Vp, Director Of Investments) appeared on Schedule A of S•••••• F•••••••• P•••••••• L••Dec 8, 2021 · Control person joined · fact
- S••••••• L•• filed its initial SEC registration (Form ADV)Jul 3, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 301-214-4190reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/sandboxfpreportedpublic record, Form ADV, Sep 18, 2026
- Website
- sandboxfinancial.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (301) 214-4190reportedpublic record, Form ADV, May 21, 2026
- Contact form
- sandboxfp.com/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
- Team page
- sandboxfp.com/team/sandbox-teamreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $682Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026