DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

C••••• D•••

L•• F•••••••• L••BD affiliatedVernon Hills, Ildual registrantIAPD 5428126

Chartered Financial Analyst

Feed of 09/14/2026

Also filed as Cheryl Hua

At current firm

0 y

since May 18, 2026

In the industry

11 y

since Jul 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since May 18, 2026 · Vernon Hills, Il
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Aug 3, 2023 to May 4, 2026 · Chicago, Il
M••••••••• A•••• M••••••••• institutional
Mar 9, 2021 to Dec 31, 2022 · Wilmington, De
M••••••••• A•••• M••••••••• institutional
Dec 8, 2015 to Dec 31, 2020 · Wilmington, De

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••
left May 4, 2026, registered May 18, 2026 (14 days) · Wirehouse to affiliated broker-dealer or bank
M••••••••• A•••• M••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Dec 31, 2022, registered Aug 3, 2023 (215 days) · Other

Signals

C••••• D••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for L•• F•••••••• L•• (registered 2026-05-18)
May 4, 2026 · Advisor changed firm · fact
C••••• D••• left M••••••••• A•••• M••••••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-08-03)
Dec 31, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address