DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Morningside Asset Management
Legal name Morningside Asset Management LLC
Latest filing May 22, 2026
First filing on the tape Jun 8, 2015 · 3 filings
SEC status approved since Jun 8, 2026
RAUM
$136M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$136M as of May 22, 2026
Jun 8, 2015$0 then
HNW client RAUM: $0
State-registered IARs (5.B.3)0 as of May 22, 2026
Jun 8, 20150 then
Employees (5.A)4 as of May 22, 2026
Jun 8, 20156 then
Private funds: no history
Practice profile
derived from the filing of May 22, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $16.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$98.7M73%
- Charitable organizations$36.9M27%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 5reported
- Charitable clients
- 2reported
- Accounts
- 8reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Cheryl Duda to Merrill Lynch, Pierce, Fenner & Smith IncorporatedDec 31, 2022 · Other
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Waggoner Yolanda Foreman · Founder / Ceo / Chief Compliance Officercontrolsince 06/2015 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing May 22, 2026selection of other advisers (Item 5.G.7): yes on the filing of 2015-09-28, no on the filing of 2026-05-22peers: institutional managers, $100M to $500M (108)
What changed
consecutive filings, newest first
- Accounts · 1 to 8Sep 28, 2015 to May 22, 2026
- Advisory employees · 5 to 4Sep 28, 2015 to May 22, 2026
- Advisory activities · 2 to 1Sep 28, 2015 to May 22, 2026
- Charity clients · unset to 2.0Sep 28, 2015 to May 22, 2026
- Corporate clients · unset to 0.0Sep 28, 2015 to May 22, 2026
- HNW clients · unset to 0.0Sep 28, 2015 to May 22, 2026
- Individual clients · unset to 0.0Sep 28, 2015 to May 22, 2026
- Pension plan clients · unset to 5.0Sep 28, 2015 to May 22, 2026
- Pooled vehicle clients · unset to 0.0Sep 28, 2015 to May 22, 2026
- Employees · 6 to 4Sep 28, 2015 to May 22, 2026
- Financial planning clients · unset to 0Sep 28, 2015 to May 22, 2026
- HQ city · ATLANTA to WILMINGTONSep 28, 2015 to May 22, 2026
- HQ state · GA to DESep 28, 2015 to May 22, 2026
- Other offices · unset to 2.0Sep 28, 2015 to May 22, 2026
- Discretionary RAUM · $10.2M to $136MSep 28, 2015 to May 22, 2026
- HNW RAUM · unset to 0.0Sep 28, 2015 to May 22, 2026
- Individual RAUM · unset to 0.0Sep 28, 2015 to May 22, 2026
- Pension RAUM · unset to 98687887.0Sep 28, 2015 to May 22, 2026
- Pooled vehicle RAUM · unset to 0.0Sep 28, 2015 to May 22, 2026
- RAUM · $10.2M to $136MSep 28, 2015 to May 22, 2026
- Accounts · 0 to 1Jun 8, 2015 to Sep 28, 2015
- Discretionary RAUM · $0 to $10.2MJun 8, 2015 to Sep 28, 2015
- RAUM · $0 to $10.2MJun 8, 2015 to Sep 28, 2015
Signals
2 dated events
- Cheryl Duda left Morningside Asset Management for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-08-03)Dec 31, 2022 · Advisor changed firm · fact
- Morningside Asset Management filed its initial SEC registration (Form ADV)Jun 8, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/morningsideamreportedpublic record, Form ADV, Sep 17, 2026
- Website
- MORNINGSIDEAM.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 302-207-5292reportedpublic record, Form ADV, May 22, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026