C•••• M•••••••

• F•••• T•••• A••••••• L• asset manager current
  since Sep 7, 2018 · Austin, Tx
• L•• F•••••••• L•• BD affiliated
  Jul 19, 2018 to Aug 15, 2018 · Edinburg, Tx
• L•• F•••••••• L•• BD affiliated
  Jun 6, 2011 to Feb 9, 2016 · Mcallen, Tx
• C•••• I••••••••• S••••••• C•••• former
  Nov 30, 2009 to Jun 6, 2011 · Edinburg, Tx
• T••••••• I••••••••• M••••••••• I••• BD affiliated
  Jan 29, 2008 to Jun 29, 2009 · Mcallen, Tx

• L•• F•••••••• L•• to F•••• T•••• A••••••• L•
  left Aug 15, 2018, registered Sep 7, 2018 (23 days) · Other
• C•••• I••••••••• S••••••• C•••• to L•• F•••••••• L••
  left Jun 6, 2011, registered Jun 6, 2011 (0 days) · Other
• T••••••• I••••••••• M••••••••• I••• to C•••• I••••••••• S••••••• C••••
  left Jun 29, 2009, registered Nov 30, 2009 (154 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Asset manager (funds and pooled vehicles)derived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address