DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Patrick Michael Randall
Feed of 09/14/2026
Also filed as Patrick Randall
At current firm
7 y
since Oct 10, 2018
In the industry
18 y
since Mar 3, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Shp Wealth Management, LLC independent RIA currentsince Oct 10, 2018 · Plymouth, Ma
- New England Investment & Retirement Group, Inc. formerNov 23, 2016 to Sep 19, 2018 · North Andover, Ma
- City Point Wealth Management unclassifiedApr 30, 2014 to Dec 31, 2016 · Winchester, Ma
- New England Investment & Retirement Group, Inc. formerJun 29, 2009 to Apr 17, 2014 · North Andover, Ma
- Commonwealth Financial Network national BDJun 9, 2009 to Feb 4, 2011 · Rowley, Ma
Moves
a registration end followed by a registration begin elsewhere
- New England Investment & Retirement Group, Inc. to Shp Wealth Management, LLCleft Sep 19, 2018, registered Oct 10, 2018 (21 days) · RIA to RIA
- City Point Wealth Management to New England Investment & Retirement Group, Inc.left Dec 31, 2016, registered Nov 23, 2016 (-38 days) · Other
- New England Investment & Retirement Group, Inc. to City Point Wealth Managementleft Apr 17, 2014, registered Apr 30, 2014 (13 days) · Other
- Commonwealth Financial Network to New England Investment & Retirement Group, Inc.left Feb 4, 2011, registered Jun 29, 2009 (-585 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address