RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• A••• S••••
- A••••••• B••••• A•••••••• I••• other currentsince Oct 30, 2017 · Irving, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerDec 7, 2016 to Oct 16, 2017 · Fort Worth, Tx
- T• A••••••••• I••• formerDec 7, 2016 to Oct 16, 2017 · Westlake, Tx
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Oct 16, 2017, registered Dec 7, 2016 (-313 days) · channel change inside one enterprise, not a move · moved with a team
- T• A••••••••• I••• to A••••••• B••••• A•••••••• I•••left Oct 16, 2017, registered Oct 30, 2017 (14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address