DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
American Beacon Advisors, Inc.
Latest filing Mar 26, 2026
First filing on the tape Mar 30, 2012 · 32 filings
SEC status approved since Mar 10, 1987
RAUM
$60B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
16
registered through the firm on IAPD
RAUM per advisor
$3.7B
derived; firm RAUM over IAPD count
Employees
121
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$60B as of Mar 26, 2026
Mar 30, 2012$41B then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Mar 26, 2026
Mar 30, 20120 then
Employees (5.A)121 as of Mar 26, 2026
Mar 28, 201387 then
Private funds2 as of Mar 20, 2023
Mar 30, 20123 then
RAUM +1.9% over the last fiscal year+0.9% a year over threeIARs 15 to 3
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- $3.7BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $922MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 24%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 7.6derivedItem 5.A over advisors
- Advisors per office
- 16.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- -80%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$25B42%
- Investment companies$19B32%
- Pension and profit-sharing plans$14B24%
- Pooled investment vehicles$1.0B1.7%
- State and municipal entities$120M0.2%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 2reported
- Charitable clients
- n/areported
- Accounts
- 65reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.34 institutional_share=0.24 related_bd=true related_bank=true bd_reps=48.0derived
Advisors registered through the firm
15 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jason Lamont Watson | Irving, Tx | Nov 2, 2010 | 24 y | 1 |
| Brian Joseph Markey | Irving, Tx | May 19, 2011 | 28 y | 2 |
| Tara Margaret Bueno | Irving, Tx | Jan 17, 2012 | 28 y | 3 |
| Robyn Alexandra Gardner | Fort Worth, Tx | Jan 23, 2014 | 15 y | 1 |
| Erik Alexander Meyer | Irving, Tx | Jun 26, 2015 | 19 y | 4 |
| Erin Kae HigginbothamChartered Financial Analyst | Irving, Tx | Aug 10, 2016 | 27 y | 0 |
| Samuel Joseph Silver | Irving, Tx | Aug 15, 2016 | 39 y | 0 |
| David Crosby Boone | Irving, Tx | Aug 19, 2016 | 25 y | 0 |
| Christopher Adam Stuck | Irving, Tx | Oct 30, 2017 | 17 y | 2 |
| Eric Cameron Targoff | Irving, Tx | Sep 23, 2022 | 11 y | 5 |
| Albert Frederick Barbaro | Irving, Tx | Sep 23, 2022 | 38 y | 1 |
| Peter Ratcliffe | Irving, Tx | Nov 14, 2022 | 25 y | 5 |
| Matthew Warren Herbert | Irving, Tx | Dec 13, 2023 | 13 y | 2 |
| Theodore Raymond WozniakChartered Financial Analyst | Wayne, Pa | Oct 8, 2024 | 27 y | 1 |
| Bobby Bahadar Singh Takhar | Irving, Tx | Aug 11, 2026 | 18 y | 4 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount3 left over 36 months
Left, latest
- John Babnik to Raymond James Investment ManagementJul 30, 2024 · Other
- Thomas Desiderio to Symmetry PartnersJul 12, 2024 · Other
- Ross Ward to J.P. Morgan Securities LLCDec 1, 2023 · Other
- Melania Mccarley to Sage Advisory Services Ltd CoMay 4, 2023 · Other
- Alicia Michelle Boylan to LPL Financial LLCDec 8, 2022 · Other
- Matthew Shriber to LPL Financial LLCSep 21, 2022 · Other
- Michael Charles Skurka to Loomis, Sayles & Company, L.P.Jul 8, 2022 · Other
- John Robinson to J.P. Morgan Securities LLCMay 25, 2022 · Other
- Amy Carole Swearingen to Sage Advisory Services Ltd CoDec 4, 2020 · Other
- Jason Bruce Hagemann to Advisors Asset Management, Inc.Jan 31, 2020 · Other
- Ka Wai Chan to Capital Client Group, Inc.Nov 7, 2017 · Other
- Andrew Thomas Greenawalt to PgiaMar 24, 2016 · Other
- Melania Mccarley to Valic Financial Advisors, Inc.May 13, 2013 · Other
Joined, latest
- Bobby Bahadar Singh Takhar from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 11, 2026 · Other
- Theodore Raymond Wozniak from Bny Mellon Advisors, Inc.Oct 8, 2024 · Other
- Matthew Warren Herbert from Equitable Advisors, LLCDec 13, 2023 · Other
- John Babnik from Northern Trust Investments, IncorporatedJan 20, 2023 · Other
- Peter Ratcliffe from Guggenheim InvestmentsNov 14, 2022 · Other
- Eric Cameron Targoff from The Baldwin Group Wealth Advisors, LLCSep 23, 2022 · Other
- Albert Frederick Barbaro from Natixis Advisors, LLCSep 23, 2022 · Other
- Thomas Desiderio from Gotham Asset Management, LLCDec 6, 2021 · Other
- Melania Mccarley from Capital Client Group, Inc.Dec 6, 2021 · Other
- Alicia Michelle Boylan from Commonwealth Financial NetworkDec 11, 2020 · Other
- John Robinson from Fidelity Personal And Workplace AdvisorsMar 6, 2020 · Other
- Michael Charles Skurka from Duff & Phelps Investment Management Co.Jul 24, 2019 · Other
- Ross Ward from Invesco Advisers, Inc.Oct 2, 2018 · Other
- Jason Bruce Hagemann from Fidelity Personal And Workplace AdvisorsOct 2, 2018 · Other
- Christopher Steven Gautier from Strategic Advisers LLCFeb 23, 2018 · Other
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| American Private Equity Partners II, L.P.no longer reported | Hedge Fund | $7.7M | 62 | Mar 30, 2012 |
| American Private Equity Partners, L.P.no longer reported | Hedge Fund | $7.1M | 36 | Mar 30, 2012 |
| American Private Equity Partners III, L.P.no longer reported | Hedge Fund | $6.1M | 41 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Lynn Rebecca Harris · President And Ceo, Directorcontrolsince 05/2024 · owns less than 5%
- Joseph Patrick Bartels · Directorsince 01/2024 · owns less than 5%
- Kavanaugh Rosemary Behan · Chief Legal Officer, Senior Vice President And Secretarysince 01/2006 · owns less than 5%
- Nmn Jame Donath · Directorsince 01/2024 · owns less than 5%
- Mark Richard Goldman · Directorsince 01/2024 · owns less than 5%
- Gay Melinda Heika · Chief Financial Officer And Treasurersince 01/2010 · owns less than 5%
- Nilsson Kirstin Hill · Directorsince 01/2024 · owns less than 5%
- Elaine Christina Sears · Chief Compliance Officer And Vice Presidentsince 09/2004 · owns less than 5%
Entity owners
- Resolute Investment Managers, Inc. · Sole Shareholderdirect · owns 75% or more
- Resolute Acquisition, Inc. · Shareholderindirect · owns 75% or more of Resolute Investment Managers, Inc.
- Resolute Topco, Inc. · Shareholderindirect · owns 75% or more of Resolute Acquisition, Inc.
Related persons
Schedule D 7.A
- American Private Equity Management, L.L.C.pooled vehicle sponsory
- National Investment Services Of America, LLCinvestment adviserbankpooled vehicle sponsornRAUM $16B
- Resolute Investment Distributors, Inc.broker-dealern
- Rsw Investmentsinvestment advisernRAUM $2.3B
- Shapiro Capital Management LLCinvestment advisernRAUM $2.0B
- Ssi Investment Management LLCinvestment adviserbankpooled vehicle sponsornRAUM $2.6B
Advisers that list American Beacon Advisors, Inc. as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Irving, Tx · principal | 15 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- advisors down RAUM stableCombination · filing Mar 26, 2026peers: other advisers, $20B and over (120)
- advisor count dropChange between filings · filing Mar 26, 2026advisory representatives (Item 5.B.3) moved from 15.0 to 3.0 (-80.0%) between the annual amendments of 2025-03-31 and 2026-03-26; the peer median change was -4.0% (31 comparable advisers, 3.0th percentile of changes)peers: other advisers, $20B and over (31) · 3.3% percentile
What changed
consecutive filings, newest first
- Advisory employees · 13 to 12Mar 31, 2025 to Mar 26, 2026
- BD registered reps · 42 to 48Mar 31, 2025 to Mar 26, 2026
- Employees · 125 to 121Mar 31, 2025 to Mar 26, 2026
- State-registered IARs · 15 to 3Mar 31, 2025 to Mar 26, 2026
- Discretionary RAUM · $59B to $60BMar 31, 2025 to Mar 26, 2026
- Pension RAUM · $13B to $14BMar 31, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $831M to $1.0BMar 31, 2025 to Mar 26, 2026
- RAUM · $59B to $60BMar 31, 2025 to Mar 26, 2026
- Accounts · 61 to 65May 7, 2024 to Mar 31, 2025
- Advisory employees · 14 to 13May 7, 2024 to Mar 31, 2025
- BD registered reps · 6 to 42May 7, 2024 to Mar 31, 2025
- Employees · 27 to 125May 7, 2024 to Mar 31, 2025
- Financial planning clients · unset to May 7, 2024 to Mar 31, 2025
- State-registered IARs · 3 to 15May 7, 2024 to Mar 31, 2025
- Discretionary RAUM · $57B to $59BMay 7, 2024 to Mar 31, 2025
- Pension RAUM · $14B to $13BMay 7, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $661M to $831MMay 7, 2024 to Mar 31, 2025
- RAUM · $57B to $59BMay 7, 2024 to Mar 31, 2025
- Accounts · 62 to 61Mar 20, 2023 to Mar 28, 2024
- Pooled vehicle clients · 2 to 1Mar 20, 2023 to Mar 28, 2024
- Assets in custody · 13883263.0 to unsetMar 20, 2023 to Mar 28, 2024
- Custody of client assets · true to falseMar 20, 2023 to Mar 28, 2024
- Employees · 28 to 27Mar 20, 2023 to Mar 28, 2024
- Private funds · 2 to unsetMar 20, 2023 to Mar 28, 2024
- Discretionary RAUM · $58B to $57BMar 20, 2023 to Mar 28, 2024
- Pension RAUM · $13B to $14BMar 20, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $576M to $661MMar 20, 2023 to Mar 28, 2024
- RAUM · $58B to $57BMar 20, 2023 to Mar 28, 2024
- Accounts · 65 to 62Mar 23, 2022 to Mar 20, 2023
- Advisory employees · 15 to 14Mar 23, 2022 to Mar 20, 2023
- BD registered reps · 7 to 6Mar 23, 2022 to Mar 20, 2023
- Assets in custody · $18.3M to $13.9MMar 23, 2022 to Mar 20, 2023
- Employees · 27 to 28Mar 23, 2022 to Mar 20, 2023
- State-registered IARs · 4 to 3Mar 23, 2022 to Mar 20, 2023
- Discretionary RAUM · $69B to $58BMar 23, 2022 to Mar 20, 2023
- Pension RAUM · $16B to $13BMar 23, 2022 to Mar 20, 2023
- Pooled vehicle RAUM · $383M to $576MMar 23, 2022 to Mar 20, 2023
- RAUM · $69B to $58BMar 23, 2022 to Mar 20, 2023
- Accounts · 70 to 65Mar 26, 2021 to Mar 23, 2022
- Advisory employees · 16 to 15Mar 26, 2021 to Mar 23, 2022
Signals
16 dated events
- American Beacon Advisors, Inc. reported 3 state-registered advisory representatives, down from 15 (2025-03-31 to 2026-03-26)Mar 26, 2026 · Advisor headcount change · derived
- American Beacon Advisors, Inc. reported 15 state-registered advisory representatives, up from 3 (2024-05-07 to 2025-03-31)Mar 31, 2025 · Advisor headcount change · derived
- John Babnik left American Beacon Advisors, Inc. for Raymond James Investment Management (registered 2025-04-25)Jul 30, 2024 · Advisor changed firm · fact
- Thomas Desiderio left American Beacon Advisors, Inc. for Symmetry Partners (registered 2025-06-16)Jul 12, 2024 · Advisor changed firm · fact
- Lynn Rebecca Harris (President And Ceo, Director) appeared on Schedule A of American Beacon Advisors, Inc.May 7, 2024 · Control person joined · fact
- Karl Jeffrey Ringdahl (President And Ceo, Director) no longer on Schedule A of American Beacon Advisors, Inc. (listed 2024-03-28, absent 2024-05-07)May 7, 2024 · Control person left · inference
- C Stephen Dutton (Director) no longer on Schedule A of American Beacon Advisors, Inc. (listed 2023-03-20, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Lawrence Christopher Collins (Director) no longer on Schedule A of American Beacon Advisors, Inc. (listed 2023-03-20, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Ross Ward left American Beacon Advisors, Inc. for J.P. Morgan Securities Llc (registered 2023-08-24)Dec 1, 2023 · Advisor changed firm · fact
- Melania Mccarley left American Beacon Advisors, Inc. for Sage Advisory Services Ltd Co (registered 2023-05-11)May 4, 2023 · Advisor changed firm · fact
- Louis Gene Needles (Chairman, Ceo And Director) no longer on Schedule A of American Beacon Advisors, Inc. (listed 2022-03-23, absent 2023-03-20)Mar 20, 2023 · Control person left · inference
- Alicia Michelle Boylan left American Beacon Advisors, Inc. for Lpl Financial Llc (registered 2023-07-18)Dec 8, 2022 · Advisor changed firm · fact
- Matthew Shriber left American Beacon Advisors, Inc. for Lpl Financial Llc (registered 2021-02-19)Sep 21, 2022 · Advisor changed firm · fact
- Michael Charles Skurka left American Beacon Advisors, Inc. for Loomis, Sayles & Company, L.P. (registered 2022-12-16)Jul 8, 2022 · Advisor changed firm · fact
- John Robinson left American Beacon Advisors, Inc. for J.P. Morgan Securities Llc (registered 2022-06-15)May 25, 2022 · Advisor changed firm · fact
- American Beacon Advisors, Inc. reported 4 state-registered advisory representatives, down from 18 (2017-08-25 to 2018-03-29)Mar 29, 2018 · Advisor headcount change · derived
Across DFX
shared identifiers only, never a name match
- American Beacon Advisors, Inc. · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/american-beacon-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- americanbeaconfunds.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 817-391-6100reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $3.7Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026