RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• C••••••••• H•••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 29, 2023 · Plymouth, Mi
- P•• W••••• M••••••••• BD affiliatedOct 11, 2016 to May 13, 2022 · Ann Arbor, Mi
- A••••••••• F•••••••• S•••••••• L•• national BDJun 2, 2014 to Oct 3, 2016 · Novi, Mi
- S•• BD affiliatedJan 3, 2011 to Jun 2, 2014 · Ann Arbor, Mi
- W•••••• • R••• formerApr 9, 2010 to Dec 15, 2010 · Hamden, Ct
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 17, 2008 to Feb 17, 2009 · Dearborn, Mi
- P•• W••••• M••••••••• to C••••• I••••••••• A••••••• L••left May 13, 2022, registered Jun 29, 2023 (412 days) · Affiliated broker-dealer or bank to another
- A••••••••• F•••••••• S•••••••• L•• to P•• W••••• M•••••••••left Oct 3, 2016, registered Oct 11, 2016 (8 days) · Other · moved with a team
- S•• to A••••••••• F•••••••• S•••••••• L••left Jun 2, 2014, registered Jun 2, 2014 (0 days) · Other
- W•••••• • R••• to S••left Dec 15, 2010, registered Jan 3, 2011 (19 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••••• • R•••left Feb 17, 2009, registered Apr 9, 2010 (416 days) · Other
- R••• C••••••••• H••• left P•• W••••• M••••••••• for C••••• I••••••••• A••••••• L•• (registered 2023-06-29)May 13, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address