S••••• H••••••• B•••••••••

J••• M••••• S••••••••• L••wirehouseNew York, Nydual registrantIAPD 5434531

Feed of 09/14/2026

Also filed as S••••• H••••••• B••••••••• O••••••••

At current firm

3 y

since Oct 28, 2022

In the industry

10 y

since Sep 26, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Oct 28, 2022 · New York, Ny
U•• F•••••••• S••••••• I••• wirehouse
Nov 27, 2015 to Oct 3, 2022 · New York, Ny
C••••• S••••• S••••••••• •••• L•• former
Oct 12, 2015 to Dec 18, 2015 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

U•• F•••••••• S••••••• I••• to J••• M••••• S••••••••• L••
left Oct 3, 2022, registered Oct 28, 2022 (25 days) · Wirehouse to wirehouse · moved with a team
C••••• S••••• S••••••••• •••• L•• to U•• F•••••••• S••••••• I•••
left Dec 18, 2015, registered Nov 27, 2015 (-21 days) · corporate re-registration, not a move

Signals

••• Locked
Oct 3, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address