RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• R••• P•••••••
- P••••••• F•••••••• P•••••••• L•• state registered currentsince Feb 14, 2019 · Olympia, Wa
- U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• independent RIAJan 11, 2013 to Jul 9, 2013 · Scottsdale, Az
- L•• F•••••••• L•• BD affiliatedNov 25, 2008 to Jul 26, 2012 · Olympia, Wa
- U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• to P••••••• F•••••••• P•••••••• L••left Jul 9, 2013, registered Feb 14, 2019 (2046 days) · Other
- L•• F•••••••• L•• to U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••left Jul 26, 2012, registered Jan 11, 2013 (169 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address