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Registered advisor
H••••• P••••• M•••••
Feed of 09/14/2026
At current firm
6 y
since Feb 28, 2020
In the industry
18 y
since Aug 30, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Feb 28, 2020 · Montgomery, Al
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJun 24, 2013 to Feb 28, 2020 · Montgomery, Al
- C•••••••• F•••••••• G•••• A••••••• formerJan 24, 2011 to Jul 16, 2013 · Montgomery, Al
- M••••• K••••• • C••••••• L•• formerJan 5, 2010 to Dec 7, 2010 · Birmingham, Al
- C•••••••• F•••••••• G•••• A••••••• formerOct 12, 2009 to Dec 31, 2009 · Birmingham, Al
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to K••••• A••••••• S•••••••• L••left Feb 28, 2020, registered Feb 28, 2020 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- C•••••••• F•••••••• G•••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jul 16, 2013, registered Jun 24, 2013 (-22 days) · Other
- M••••• K••••• • C••••••• L•• to C•••••••• F•••••••• G•••• A•••••••left Dec 7, 2010, registered Jan 24, 2011 (48 days) · Other
- C•••••••• F•••••••• G•••• A••••••• to M••••• K••••• • C••••••• L••left Dec 31, 2009, registered Jan 5, 2010 (5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address